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EDUCATION
B.A. San Francisco State College, 1970
J.D. King Hall, University of California, Davis, 1974
Hastings College of The Law (University of California, San Francisco),
College of Trial Advocacy, 1977
LEGAL
Karlton, Blease and Vanderlaan, 1974-1975
Private Practice 1975-Present
California State Bar Association No. 63254
Admitted to United States District Court, Eastern District of California
ALTERNATIVE DISPUTE RESOLUTION
Certified Mediator, by National Center Associates,
Washington, 1987
Serves on or has been appointed to the following Alternative Dispute
Resolution Panels:
- Roster of Eminent and Qualified Experts (conflict prevention and
post-conflict peace-building), United Nations Department of Political Affairs
- American Arbitration Association National Panel of Arbitrators
(Commercial and Construction Panels)
- American Arbitration Association National Panel of Mediators
(Commercial and Construction Panels)
- Arbitrator, National Association of Securities Dealers
- Mediator, Internal Revenue Service, Defense Department Office of
Hearings and Appeals
- Arbitrator, Pacific Stock Exchange
- Arbitrator, American Stock Exchange
- Arbitrator, National Futures Association
- Arbitrator, Sacramento County Superior Court
- Arbitrator, Yolo County Superior Court
- Arbitrator, El Dorado County Superior Court
- Arbitrator, Placer County Superior Court
- Arbitrator, Nevada County Superior Court
- Mediator, Alameda County Superior Court
- Arbitrator and Mediator, Western Center for Alternative Dispute
Resolution (1988-1992)
- Facilitator in "Partnering" and other dispute avoidance and conflict
prevention systems Neutral, Federal Deposit Insurance Corporation
- Neutral, Resolution Trust Corporation
- Conciliator, California Department of Agriculture/AAA for grower
organization collective bargaining disputes with processors
JUDICIAL
Settlement Conference Neutral, Superior Court, State of California, County of Sacramento
Appellate Mediator-Arbitrator, Alternative Dispute Resolution Process:
Remediation Plan in Federal Class Action: In Re The Prudential Insurance
Company of America Sales Practices Litigation, No. 95-4704 (D.N.J.).
ADR COMMITTEES & WORK GROUPS
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California State Bar Association ADR Committee (2008- ) (Appointed by Bar Board of Governors to advise on ADR issues affecting California lawyers)
( International sub-committee chair (2009- )
- Bench - Bar Committee on ADR (Sacramento County, a working
committee to integrate ADR procedures into the Court system)
- California State Bar ADR Leader's Roundtable
- Founding Chair, Sacramento County Bar Association ADR Committee
(1990-1992)
- Co-Chair Sacramento County Bar Association ADR Section (2002-2003)
- Chair, California Mediation Week, 1993, Co-Chair, 1999 (Sacramento)
- American Arbitration Association Advisory Committee, Sacramento
- Conflict Resolution Resource & Research Institute (CRI), Washington:Development of training materials for international ADR programs training.
- Legislative sub-committee, National Arbitration Forum.
- Associated General Contractors of California Legal Advisory Committee.
PROFESSORSHIPS AND SYMPOSIA
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Professor of Law, (ADR), Lincoln University the Law School, San Jose,
California (1991-1996)
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Visiting Professor of Law, California State University, Sacramento
(1981-1982)
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California State Bar Association Alternative Dispute Resolution Continuing Legal Education curriculum development. (Development of standardized curriculum for education California Lawyers in ADR, including trainer’s training. Section Chair, ADR procedures) (1992)
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Panelist, ADR, United States District Court, Eastern District of California Annual Meeting, (1990)
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Chair, California Mediation Week, (1991) Sacramento
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Panelist, California Mediation Week, 1992, “Commercial Mediation”
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Presenter, “ADR” La Raza Lawyer’s Association, (1992)
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California State Bar Association “Community Law School”, (Developer of Prototype ADR Curriculum in Real Property and Construction ADR for public Education)
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Panelist: California Mediation Week, (1993) “Peace Makers”
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Panelist, “The ABC’s of Insurance Mediation” American Arbitration Association, Mediation and Arbitration Day, 1993
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Panelist, “Court Mandated ADR” National Conference on Peace Making and Conflict Resolution, Portland, Oregon (1993).
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Panelist. “Partnering: A Dispute Prevention System” A special presentation by the American Arbitration Association, Dispute Resolution Services of Placer Co. & Solution Strategies, 1993
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Presenter: “Alternative Dispute Resolution Versus Adverse Actions” Annual Training Conference of Personnel Management Association of Aztlan, conference theme: “Latinos Preparing for the Twenty First Century.” 1994
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ADR & TQM: Presentation, annual convention of Sacramento Area
Council for Total Quality, 1994
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Presenter: “The Partnering Concept” Construction Financial Management Association, July 28, 1994
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Presenter: “Mediation Ethics” California State Bar Association, ADR Leader’s Roundtable, 1994
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Presenter: “Everything You Wanted to Know About Alternative Dispute Resolution, a User’s Guide” Sacramento County Bar Association, 1995
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Presenter: American Bar Association Forum on the Construction Industry 11th Annual Meeting, 1995, “Partnering the Design- Build Project.”
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“Peacemaking,” address presented to symposium celebrating the 50th anniversary of the United Nations, San Francisco State University, 1995
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Presenter: “Construction Industry Partnering”, symposium on community decision making and collaborative processes, Placer County, 1996.
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Presenter: “Why This One Worked”, an analysis of the St. Petersburg, Russia Conflict Resolution Center as the only viable program in Russia at the time. Society of Professionals in Dispute Resolution Annual Meeting, 1996.
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Presenter: “Skills building and conflict management models”, panel: Conflict resolution in Africa, Center for African Peace and Conflict Resolution, sixth annual Conference on the African Diaspora. Conference theme: African and African American organizations in the US: An agenda for political- economic empowerment in the 21st century, 1997.
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Presenter: “International Mediation” Society of Professionals in Dispute Resolution International section, 1998.
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“Ethical Situations in Cross-Cultural Negotiating” 50th annual Conference, California Parks and Recreation Society/National Recreation and Park Association, 1998.
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Presenter: “Mediation in Other Countries” Annual Conference of the American Society of Professional Mediators, 1998
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Panelist: “Experience in West Africa, Lessons Learned” Eighth Annual International Conference, Center for African Peace and Conflict Resolution, 1999
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Panelist & seminar chair, “How to build a full time practice as a neutral” Sacramento County Bar Assn ADR Section, 2003
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Created and presented two CD audio continuing legal education programs, “How to Represent your Client in ADR” and “The Federal Arbitration Act,” Spring 2006, Ulrich, Nash, & Gump.
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Presenter “A Special World Bank ADR Project: Compilation of Case Studies Database and Lessons on Alternative Dispute Resolution Mechanisms in Post-Conflict Contexts” Sixteenth Annual International Conference, Center for African Peace and Conflict Resolution, 2007with Profs. Ernest Uwazie and Patrick Cannon.
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Presenter: “Lessons From the Third World: What Civil Wars and Ethnic Conflicts Have in Common with Your Mediation (It’s simpler than you think)” Sacramento County Bar Assn ADR Section, October 2007
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Presenter: “You’ve Avoided the Old Traps, Now Watch For The New Pitfalls” update on ADR case law, Sacramento County Bar Association ADR Section,
March 2010.
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Presenter: “Conducting an Effective and Efficient Arbitration”, California State Bar Association 83rd Annual Meeting, 2010.
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Presenter: “Maximizing Effectiveness Through Alternative Dispute Resolution” Placer County Bar Association Granlibakken Conference, 2011.
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Panelist: “The 2010 Ghana ADR Act” 20th Annual International Conference of the Center for African Peace and Conflict Resolution, 2011.
DOMESTIC TRAININGS
Settlement Conference Neutrals’ Training, (Training of court appointed attorney neutrals holding pre-trial judicial settlement conferences.)
Yolo County Courts, 2007.
All trainings are a thirty-eight to forty hour certification course in
interest based negotiation and mediation, most were MCLE certified.
Western Center for ADR, Sacramento, California, 1990
Dispute Resolution Services of Placer County, 1992, 1993, 1994, 1995,
1996, 1997, 1998, 1999
Nevada County Mediation Services, 1993, 1994, 1995, 1996, 1997
Solano County Mediation Services, 1993
State of Washington Department of Ecology, 1994 (Negotiation)
Advanced Mediation Training, Placer Dispute Resolution Services, 1995
American Lung Association/College of Thoracic Surgeons, 1997
(Negotiation)
Lincoln University, The Law School, San Jose, CA, 1991, 1992, 1993,
1994, 1995, 1996
Summer Institute in Conflict Resolution, California State University,
Sacramento, (Sacramento County Bar Association ADR Section & Center for
African Peace & Conflict Resolution) 1998, 1999, 2000, 2001, 2002, 2003,
2004,2005, 2006
Sacramento Mediation Center, introductory mediation training, (2) 2008
FOREIGN TRAININGS
Conflict Resolution Institute, Washington, Russian/American Program on Conflictology: Program development and training of Russian ministry memver. Lawyers, judges, etc. 1992, 1994
College of Judicial & Social Sciences, Universidad Rafael Landivar, Guatemala City, Guatemala/Conflict Resolution Institute, 1994. Presentation of negotiation training; introductory mediation training courses, and development of culturally valid curriculum.
Developed mediation training curriculum in conjunction with American Arbitration Association for the Swedish College of Barristers, (1994)
Alternative Dispute Resolution in West Africa; advisor to program, curriculum development and training. Complete ADR, arbitration through mediation, sponsored by: Center for African Peace and Conflict Resolution, United States Information Agency. Training for judges, law faculty and lawyers form Nigeria, Senegal, and Ghana, 1996.
Inter-ethnic/inter-religious conflict resolution in Nigeria, Center for African Peace and Conflict Resolution, sponsor. Development of curriculum for trainings among various ethnic and religious groups. Funded by United States Peace Institute. 1997
Conflict Resolution in West Africa. Center for African Peace and Conflict Resolution, sponsor. Funded by the United States Information Agency. Follow-up to 1996 training. Monitor, follow-up and additional training regarding the establishment of dispute resolution programs and ADR training in Ghana, Nigeria and Senegal. Provided additional curriculum and development. 1997
Kaluga Institute of Municipal Government, Kaluga, Russia. Lecture series on ADR Mediation & the Courts, sponsored by California State University, Sacramento and the Russian American Program on Conflictology. 1998.
Conflict Resolution in West Africa. Continued refinement of training curriculum, training domestic trainers, coaching developing mediation programs, and study evolution of process under local conditions in Ghana and Nigeria, with participation from Eritria, The Gambia, South Africa, Tanzania and Zimbabwe, plus training traditional rulers, Center for African Peace & Conflict Resolution, Untied States Information Agency, July, 1998.
Conflict Resolution in West Africa, Training of Judiciary, Bar and Law Faculty, Nigeria, November 1998 Center for African Peace and Conflict Resolution, United States Embassy, Lagos.
Introduction of Conflict Resolution in post-civil war Liberia: initial training of judges, attorneys: institution of ADR and ADR training process, Center for African Peace & Conflict Resolution, US Information Agency, 1999. (With David Kanga, Deputy Minister of Elections, Ghana, Co-facilitator.)
Human Rights Mediation in West Africa. Curriculum development, training & mentoring of Human Rights Mediators in Nigeria. Center for African Peace & Conflict Resolution, Human Rights Commission of Nigeria, United States Peace Institute, 2002.
Court annexed ADR in Ghana, Developed and presented syllabus and curriculum to develop a court annexed settlement process for Ghanaian courts. Two groups were involved. The Judiciary, from the Supreme Court and Courts of Appeal through all trial courts participated in training and workshops, and a second group, court registrars (clerks) also had training workshops. Procedures, standards and processes were developed along with evaluation criteria. Center for African Peace and Conflict Resolution, Funded by United States Department of State, January 2003.
Arbitration development in West Africa: Developed and Presented ab initio curriculum, workbook, proposed procedures and rules of arbitration, training members of the Ghana Association of Chartered Mediators and Arbitrators in arbitration and developing arbitration as an alternative means of resolving legal disputes. Center for African Peace and Conflict Resolution, funded by United States Department of State, April 2003.
SPECIAL PROJECTS
Evaluation & analysis of mediation efforts in Post Communist Russia, Conflict Resolution Institute, Eurasia foundation, 1997.
Facilitate international conclave to develop Canons of Ethics for African Mediators, for Center for African Peace and Conflict Resolution, 1998.
Develop Dispute Resolution Programs and procedures in Ghana in consort with local bar associations, American Chamber of Commerce, Ghana Bar Association, Public Affairs Office of U.S. Embassy (State Department), Center for African Peace and Conflict Resolution, June 2000.
Mentoring mediators, observation, analysis and reporting the first “Settlement Week” in Ghana. Eighty previously trained mediators and judges trained in mediation settled one hundred eighty five cases in seven courts during five days. Center for African Peace and Conflict Resolution, United States Department of State. April 2003.
ADR in Kenya: Development and presentation of ADR training for attorneys from Kenya and East African member of the Federación Internacional Damas Avogadas, Madrid (International Federation of Women Lawyers), including development of arbitration training program adapted to Kenyan statutes. Initial training presented 2004; follow up with additional training, mentoring and creation of “Settlement Week,” July-August 2005. International Federation of Women Lawyers, Kenya, Center for African Peace and Conflict Resolution, funded by U.S. Department of State.
Preparing The Gambia for ADR Phase I: The General Assembly of The Gambia passed a comprehensive ADR act in 2005 in a country where ADR was practically non-existent. The program consisted of the creation and development of negotiation, mediation and conciliation training program as well as comprehensive arbitration training under the Alternative Dispute Resolution Act of The Gambia for lawyers, judges and government officials. August-September, 2005. Sponsored by the Honorable Steohen Brobbey, Chief Justice of the Supreme Court of The Gambia, Center for African Peace and Conflict Resolution, funded by the World Bank.
Preparing The Gambia for ADR Phase II: Creation of the “ADR Secretatiat,” the administrative agency charged with certification of neutrals, oversight, administration of neutrals, hearings and cases, compiling statistics, etc. Created administrative regulations, ADR process rules and operations manuals for the Secretariat. Mentor to local ADR trainers developed in Phase I in their first local training. October 2005. Under supervision and direction of the Honorable Stephen R. Brobbey, Chief Justice, Supreme Court of The Gambia, funded by the World Bank.
Justice system assessment and development of ADR in Ethiopia: Working with the Miniser of Justice, the judiciary, the Addis Ababa University Law Faculty, the Department of Peace and Securities Studies and non-governmental organizations, developed locally appropriate mediation and arbitration training program. Lead trainer, also mentoring African ADR neutrals trained by the Center for African Peace and Conflict Resolution as trainers and mentors. Needs assessment completed in August, 2007, ab initio training of trainers, December 2007/January 2008. Follow up trainging and court-sponsord “Settlement Week” July, 2008. Follow up evaluations expected January-February, 2009. Sponsored by United States Department of State.
Development of court annexed mediation in Nigeria, 2009. Training and program development for integrating mediation into Nigerian courts. Sponsored by ADR Center, Italy with the Center for African Peace and Conflict Resolution.
PUBLICATIONS
What is ADR? “Claims People”, July 1991 (Insurance industry trade journal)
Is Out of Court Resolution Fair? “Docket”, (Sacramento County Bar Association Journal) March 1992
Author of ten-column legal series for Sacramento Valley Labor News, 1982
Distinguishing Interests, Issues, and Positions, “Claims People”, February 1992
Unloved Alternative: Why There’s No Mediation Boom on Wall Street “Barron’s” National Business and Financial Weekly, August 17, 1992
American Style ADR is Becoming the World Standard “Claims People”, December 1992
Alternate Dispute Resolution “Newsletter of the American Society for Training and Development” October 1992
The Reporter, Pacific Energy Association Journal, five part series published 1993-1994: 1) New Techniques for Improving Your Bottom Line: ADR, 2) New Techniques: Arbitration, 3) New Techniques: Mediation, 4) New Techniques: Partnering, 5) New Techniques: Dispute Review Boards.
Dial “M” for Mediation: The New Age of Dispute Resolution by Telephone & Electronic Communications “Dispute Resolution Journal” American Arbitration Association, March, 1991.
ADR’s Dispute Future, “Daily Journal” (Legal newspaper published in Los Angeles and San Francisco) October 31, 1994.
American Bar Association Forum on the Construction Industry workbook article: “Partnering.” June, 1995.
Partnering for the Special Owner, “The Punch List” vol. 18, No. 2, Summer 1995.
Emphasize Commonalities, Rather Than Differences, “Daily Recorder” (Sacramento) September, 1997, reprinted San Jose Post Record, October 1, 1997.
The Double Transfer and Adaptation of the CRI Mediation Model in Post-Communist Russia, volume 3, “Harvard Negotiation Law Review.” Spring 1998
With Ellen Yamshon, Co-Author.
Comics Media in Conflict Resolution Programs: Are They Effective Promoting and Sustaining Peace? Volume 11, “Harvard Negotiation Law Review,” Spring 2006 p. 421.
With Ellen Yamshon, Co-Author.
How To Draft an Arbitration Clause “Sacramento Lawyer,” June 2010
Telephone Mediation, “New York Dispute Resolution Lawyer,” volume 3, no. 2 Fall 2010 p. 40. (Dispute Resolution Section of New York State Bar Assn., pub.)
PROFESSIONAL ORGANIZATIONS
- California State Bar Association
Member, ADR Committee, International Subcommittee chair
- Sacramento County Bar Association
Member, Board of Directors 2009-
ADR Committee Founding Chair
ADR Section Co-Chair 2002-2003
ADR Section Education Committee Chair 2003-2005
Mandatory Continuing Legal Education Committee Chair, 2005
- American Arbitration Association (Member, advisory committee)
- The Construction Industry Dispute Avoidance and Resolution Task Force
- Associated General Contractors of California (associate member & Legal Advisory Committee)
- American Bar Association
Advisory Committee
ADR section
Construction Industry Forum
- California Dispute Resolution Council
- Former member of The California Applicants’ Attorney Association
REPRESENTATIVE ISSUES HANDLED AS A NEUTRAL:
Interpretation of construction plans and specification and resolving ambiguities or contradictions between them, interpretation of contracts, quality of workmanship, contract compliance, disclosure issues, hydrology (including surface run off, drainage and subsurface water), sewage and septic, code compliance, (construction cases have ranged in size from residential through public utility power plant), boundary disputes and easements; banking and finance, discount rates, disclosure, appropriate investments, contract disputes; international securities transactions including relationships and procedures between traders and American investment houses, European banks and European stock exchanges; employer/employee disputes and inter-employee disputes; public policy, land use planning and public resource allocation; buy-sell agreements; partnerships dissolution, licensing & franchise issues, business and business dissolution disputes, insurance coverage and crop insurance disputes, conflict prevention and dispute avoidance on large construction projects.
COMMUNITY
- Former Negotiation Team and Executive Board, American Federation of Teachers local 1928 (AFL-CIO)
- Former Board of Directors, California Multi-Cultural Park Foundation
- Former Chair, Natomas Community Planning Advisory Council (County
land-use Planning Board, appointed by the Board of Supervisors)
- Former Board of Directors, Midtown Business Association (1992)
- Lieutenant Governor's Get Out the Vote Committee (1986-1992)
AWARDS
- California Mediation Week: "Peace Maker of the Year",
1994
- Africa Peace Award, 2001
- Honorable Harold Kalina Civil Justice Award, 2009
- President’s Award, Sacramento County Bar Association, 2010
- Named one of Northern California’s Super Lawyers in ADR, 2010
LANGUAGES
English, Native Speaker
Spanish, Basic
Portuguese (Brazilian), Basic
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